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| B.C. Reg. 22/2013 O.C. 20/2013 | Deposited January 30, 2013 |
[Last amended November 1, 2020 by B.C. Reg. 227/2020]
2 (1) The provisions of the Act and regulations in Column 2 of the schedule are prescribed for the purposes of section 253.1 (1) (a) and (b) of the Act, as applicable.
(2) A person who contravenes a provision in Column 2 of the schedule is liable to an administrative penalty not exceeding the monetary penalty in Column 3 of the schedule for that contravention, as applicable.
[am. B.C. Reg. 227/2020, App. 2.]
| Column 1 Item | Column 2 Prescribed provision of Act or regulation | Column 3 Monetary Penalty | |
| Corporation | Individual | ||
| 1 | Section 10.1 of the Act | $25 000 | |
| 2 | Section 12 (1) of the Act | $50 000 | $25 000 |
| 3 | Section 12 (2) of the Act | $50 000 | $25 000 |
| 4 | Section 12 (3) of the Act | $50 000 | $25 000 |
| 5 | Section 14 (1) of the Act | $10 000 | |
| 6 | Section 14 (2) of the Act | $10 000 | |
| 7 | Section 20 (1) of the Act | $25 000 | |
| 8 | Section 21 (2) of the Act | $25 000 | |
| 9 | Section 21 (3) of the Act | $25 000 | |
| 10 | Section 41 (1) of the Act | $10 000 | |
| 11 | Section 41 (2) (a) of the Act | $10 000 | |
| 12 | Section 41 (2) (b) of the Act | $10 000 | |
| 13 | Section 47 (1) of the Act | $25 000 | |
| 14 | Section 50 (1) of the Act | $50 000 | $25 000 |
| 15 | Section 50 (2) of the Act | $50 000 | $25 000 |
| 16 | Section 52 (1) of the Act | $10 000 | $10 000 |
| 17 | Section 53 of the Act | $25 000 | |
| 18 | Section 54 (1) (b) of the Act | $25 000 | |
| 19 | Section 55 of the Act | $50 000 | $25 000 |
| 20 | Section 57 (2) of the Act | $25 000 | |
| 21 | Section 59 (1) of the Act | $50 000 | |
| 22 | Section 59 (1.1) of the Act | $50 000 | |
| 23 | Section 59 (2) of the Act | $50 000 | |
| 24 | Section 64 (2) of the Act | $25 000 | |
| 25 | Section 65 (1) of the Act | $50 000 | |
| 26 | Section 66 (2) of the Act | $50 000 | |
| 27 | Section 67 (1) of the Act | $50 000 | |
| 28 | Section 70 of the Act | $50 000 | |
| 29 | Section 75 of the Act | $50 000 | $25 000 |
| 30 | Section 76 (1) of the Act | $50 000 | $25 000 |
| 31 | Section 76 (2) of the Act | $50 000 | $25 000 |
| 32 | Section 77 of the Act | $50 000 | |
| 33 | Section 79 (1) of the Act | $10 000 | $10 000 |
| 34 | Section 80 (1) of the Act | $50 000 | |
| 35 | Section 81 (1) of the Act | $50 000 | $25 000 |
| 36 | Section 85 (3) of the Act | $10 000 | |
| 37 | Section 85 (4) of the Act | $10 000 | |
| 38 | Section 86 of the Act | $50 000 | |
| 39 | Section 87 (1) of the Act | $50 000 | |
| 40 | Section 91 of the Act | $50 000 | |
| 41 | Section 92.1 (2) of the Act | $10 000 | $10 000 |
| 42 | Section 93 of the Act | $50 000 | $25 000 |
| 43 | Section 94 of the Act | $50 000 | $25 000 |
| 44 | Section 97 (1) of the Act | $25 000 | |
| 45 | Section 99 (4) of the Act | $10 000 | |
| 46 | Section 101 of the Act | $25 000 | |
| 47 | Section 102 (3) of the Act | $25 000 | |
| 48 | Section 104 of the Act | $25 000 | |
| 49 | Section 105 of the Act | $1 000 | |
| 50 | Section 106 of the Act | $25 000 | |
| 51 | Section 108 (2) of the Act | $10 000 | |
| 52 | Section 109 (1) of the Act | $25 000 | |
| 53 | Section 112 (1) of the Act | $25 000 | |
| 54 | Section 112 (2) of the Act | $25 000 | |
| 55 | Section 112 (3) of the Act | $25 000 | |
| 56 | Section 113 of the Act | $50 000 | |
| 57 | Section 115 (1) of the Act | $25 000 | |
| 58 | Section 115 (2) of the Act | $25 000 | |
| 59 | Section 115 (3) of the Act | $25 000 | |
| 60 | Section 116 of the Act | $25 000 | |
| 61 | Section 117 (1) of the Act | $50 000 | |
| 62 | Section 119 (2) of the Act | $50 000 | |
| 63 | Section 119 (3) of the Act | $10 000 | |
| 64 | Section 120 (1) of the Act | $10 000 | |
| 65 | Section 120 (2) of the Act | $10 000 | |
| 66 | Section 121 (a) of the Act | $25 000 | |
| 67 | Section 121 (b) of the Act | $25 000 | |
| 68 | Section 121 (c) of the Act | $25 000 | |
| 69 | Section 123 (1) of the Act | $25 000 | |
| 70 | Section 123 (2) of the Act | $25 000 | |
| 71 | Section 127 (1) of the Act | $10 000 | |
| 72 | Section 127 (1.1) of the Act | $10 000 | |
| 73 | Section 127 (2) of the Act | $10 000 | |
| 74 | Section 127 (3) of the Act | $10 000 | |
| 75 | Section 128 (2) of the Act | $50 000 | |
| 76 | Section 128 (4) of the Act | $50 000 | |
| 77 | Section 129 of the Act | $50 000 | |
| 78 | Section 130 (1) of the Act | $50 000 | |
| 79 | Section 130 (2) of the Act | $50 000 | |
| 80 | Section 130 (3) of the Act | $50 000 | |
| 81 | Section 133 of the Act | $25 000 | |
| 82 | Section 135 of the Act | $25 000 | |
| 83 | Section 138 (1) of the Act | $50 000 | |
| 84 | Section 142 (1) (a) of the Act | $25 000 | |
| 85 | Section 142 (1) (b) of the Act | $25 000 | |
| 86 | Section 142 (1) (c) of the Act | $25 000 | |
| 87 | Section 142 (2) of the Act | $25 000 | |
| 88 | Section 146 (1) of the Act | $25 000 | |
| 89 | Section 148 (1) (a) of the Act | $50 000 | |
| 90 | Section 148 (1) (b) of the Act | $50 000 | |
| 91 | Section 154 of the Act | $25 000 | |
| 92 | Section 159 (1) of the Act | $50 000 | |
| 93 | Section 162 of the Act | $25 000 | |
| 94 | Section 163 of the Act | $10 000 | |
| 95 | Section 164 (1) of the Act | $10 000 | |
| 96 | Section 166 (1) of the Act | $10 000 | |
| 97 | Section 166 (3) of the Act | $25 000 | |
| 98 | Section 167 of the Act | $10 000 | |
| 99 | Section 169 (1) of the Act | $50 000 | $10 000 |
| 100 | Section 171 (2) of the Act | $50 000 | $25 000 |
| 101 | Section 176 of the Act | $50 000 | $25 000 |
| 102 | Section 178 (1) of the Act | $50 000 | $25 000 |
| 103 | Section 179 (1) of the Act | $50 000 | $25 000 |
| 104 | Section 180 (1) of the Act | $50 000 | $25 000 |
| 105 | Section 195 (1) of the Act | $50 000 | |
| 106 | Section 195 (2) of the Act | $50 000 | |
| 107 | Section 196 of the Act | $50 000 | |
| 108 | Section 198 of the Act | $25 000 | |
| 109 | Section 210 (1) of the Act | $50 000 | |
| 110 | Section 210 (2) of the Act | $50 000 | $25 000 |
| 111 | Section 213 (1) of the Act | $25 000 | |
| 112 | Section 213 (2) of the Act | $25 000 | |
| 113 | Section 4 of the Audit and Audit Committee Regulation, B.C. Reg. 314/90 | $25 000 | |
| 114 | Section 10 (2) of the Capital Requirements Regulation, B.C. Reg. 315/90 | $50 000 | |
| 115 | Section 3 (1) of the Insurance Company Reinsurance Limitation Regulation, B.C. Reg. 324/90 | $25 000 | |
| 116 | Section 3 (2) of the Insurance Company Reinsurance Limitation Regulation, B.C. Reg. 324/90 | $25 000 | |
| 117 | Section 3 (3) of the Insurance Company Reinsurance Limitation Regulation, B.C. Reg. 324/90 | $25 000 | |
| 118 | Section 2 (1) of the Insurer Complaints Regulation, B.C. Reg. 206/2011 | $25 000 | |
| 119 | Section 7 of the Investment and Lending Regulation, B.C. Reg. 330/90 | $10 000 | |
| 120 | Section 3 (1) of the Financial Products Disclosure Regulation, B.C. Reg. 573/2004 | $10 000 | |
| 121 | Section 3 (2) of the Financial Products Disclosure Regulation, B.C. Reg. 573/2004 | $10 000 | |
| 121.1 | Section 3.1 (5) of the Financial Products Disclosure Regulation, B.C. Reg. 573/2004 | $50 000 | |
| 122 | Section 4 of the Financial Products Disclosure Regulation, B.C. Reg. 573/2004 | $10 000 | |
| 123 | Section 7 of the Related Party Transactions Regulation, B.C. Reg. 334/90 | $25 000 | |
[Provisions relevant to the enactment of this regulation: Financial Institutions Act, R.S.B.C. 1996, c. 141, s. 289.]
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